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Robert Walters Hong Kong
Hong Kong, HONG KONG
(on-site)
Posted
1 day ago
Robert Walters Hong Kong
Hong Kong, HONG KONG
(on-site)
Job Function
Legal Support
Regulatory Compliance, VP - international investment bank
The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.
Regulatory Compliance, VP - international investment bank
The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.
Description
Role Responsibilities:- Oversee and execute strategies regarding licensing, regulatory communications, and the tracking of regulatory obligations.
- Keep abreast of regulatory developments and implement robust tracking mechanisms to ensure effective and efficient management of all relevant regulatory obligations.
- Deliver insightful and impactful reports to Management on compliance and regulatory risks as well as the overall landscape on governance matters, compliance status, and recommendations for informed decision-making.
- Collaborate closely with compliance advisors to ensure the effective implementation of regulatory requirements while fostering strong engagement with all relevant stakeholders.
- Coordinate various global and regional Compliance initiatives or projects
- Foster a culture of compliance throughout the organization, and provide guidance and training to staff on compliance policies and procedures related to regulatory compliance matters.
- Back up other team members within Compliance Department where needed.
Role Requirements:
- Degree holder in Legal, Finance or Accounting, with 10+ years of experience in Banking Compliance and Licensing.
- Familiar knowledge on local laws and regulations relates to banking practices.
- Experience in dealing with regulators including HKMA.
- Business acumen coupled with robust analytical skills, enabling the effective resolution of complex issues and the delivery of practical, innovative solutions.
- Ability to work independently and thrive in dynamic environments, demonstrating resilience and effective prioritization skills.
Job ID: 83190243
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